Rohit Kapoor - 28 Feb 2025 Form 4 Insider Report for ExlService Holdings, Inc. (EXLS)

Role
Chairman & CEO, Director
Signature
/s/ Ajay Ayyappan, Attorney-in-Fact
Issuer symbol
EXLS
Transactions as of
28 Feb 2025
Net transactions value
$0
Form type
4
Filing time
04 Mar 2025, 17:52:32 UTC
Previous filing
20 Feb 2025
Next filing
06 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXLS Common Stock, par value $0.001 per share Options Exercise $0 +33,525 +3.5% $0.000000 1,002,455 28 Feb 2025 Direct F1, F2
holding EXLS Common Stock, par value $0.001 per share 885,670 28 Feb 2025 See Footnote F3
holding EXLS Common Stock, par value $0.001 per share 420,000 28 Feb 2025 See Footnote F4
holding EXLS Common Stock, par value $0.001 per share 420,000 28 Feb 2025 See Footnote F5
holding EXLS Common Stock, par value $0.001 per share 665,925 28 Feb 2025 See Footnote F6
holding EXLS Common Stock, par value $0.001 per share 201,095 28 Feb 2025 See footnote F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXLS Restricted Stock Units Options Exercise $0 -33,525 -25% $0.000000 100,575 28 Feb 2025 Common Stock, par value $0.001 per share 33,525 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.
F2 Owned by Rohit Kapoor.
F3 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
F4 Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
F5 Owned by the Shikha Kapoor 2005 Family Trust.
F6 Owned by the Rohit Kapoor 2016 Family Trust
F7 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
F8 On February 28, 2024, the reporting person was granted 134,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 28, 2025, an additional 25 percent of the restricted stock units will vest on February 28, 2026, an additional 25 percent of the restricted stock units will vest on February 28, 2027, and the remaining balance of 25 percent of the restricted stock units will vest on February 28, 2028.

Remarks:

Mr. Ayyappan is the Company's General Counsel.