(NOC)

Reporting relationship: CVP and Pres. Space Systems
Issuer ticker: NOC
Reported as of: 18 Feb 2025
Net transaction value: -$135,056
SEC form: 4
Accepted by SEC: 20 Feb 2025, 17:15:15 UTC
Prior SEC filing: 21 Feb 2024
Next SEC filing: 16 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Jennifer C. McGarey, Attorney-in-Fact

Key filing fact

Robert J. Fleming filed Form 4 for NORTHROP GRUMMAN CORP /DE/ (NOC) on 20 Feb 2025.

Key facts

This page summarizes Robert J. Fleming's Form 4 filing for NORTHROP GRUMMAN CORP /DE/ (NOC).
8 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 20 Feb 2025, 17:15.

Change

Previous filing in this sequence was filed on 21 Feb 2024.
Current net transaction value: -$135,056.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NOC transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +621
Change %: +13%
Price: $0.000000
Shares after: 5,368
Date: 18 Feb 2025
Ownership: Direct

NOC transaction

Common Stock

Tax liability

Transaction value: $92,686
Shares: -210
Change %: -3.9%
Price: $441.36
Shares after: 5,158
Date: 18 Feb 2025
Ownership: Direct

NOC transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +265
Change %: +5.1%
Price: $0.000000
Shares after: 5,423
Date: 18 Feb 2025
Ownership: Direct

NOC transaction

Common Stock

Tax liability

Transaction value: $42,371
Shares: -96
Change %: -1.8%
Price: $441.36
Shares after: 5,327
Date: 18 Feb 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NOC transaction Derivative

Restricted Performance Stock Rights

Award

Transaction value: $0
Shares: +5,396
Change %: +85%
Price: $0.000000
Shares after: 11,726
Date: 18 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,396
Exercise price
Footnotes: F1, F2, F3

NOC transaction Derivative

Restricted Stock Rights

Award

Transaction value: $0
Shares: +2,456
Change %: +85%
Price: $0.000000
Shares after: 5,341
Date: 18 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,456
Exercise price
Footnotes: F4, F5, F6

NOC transaction Derivative

Restricted Performance Stock Rights

Options Exercise

Transaction value: $0
Shares: -621
Change %: -5.3%
Price: $0.000000
Shares after: 11,105
Date: 18 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 621
Exercise price
Footnotes: F1, F7

NOC transaction Derivative

Restricted Stock Rights

Options Exercise

Transaction value: $0
Shares: -265
Change %: -5%
Price: $0.000000
Shares after: 5,076
Date: 18 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 265
Exercise price
Footnotes: F4, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Footnote F2

The RPSRs acquired include (i) 40.60 vested RPSRs with respect to the measurement period ended 12/31/24 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("2011 LTISP") on 2/15/22 that resulted in settlement at 107% of the target award; and (ii) 5,355 unvested RPSRs granted under the 2024 Long-Term Incentive Stock Plan (the "2024 LTISP") on 2/18/25 with a measurement period ending on 12/31/27. A total of 620.60 shares were issued in settlement of the 2022 RPSRs with a measurement period that ended 12/31/24, and the target award amount of 580 RPSRs was previously reported in connection with the grant of the 2022 RPSRs.

Footnote F3

Total amount includes (i) 620.60 vested RPSRs granted under the 2011 LTISP on 2/15/22 with a measurement period ended on 12/31/24; (ii) 617 RPSRs granted under the 2011 LTISP on 2/16/23 with a measurement period ending on 12/31/25; (iii) 5,133 RPSRs granted under the 2011 LTISP on 2/14/24 with a measurement period ending on 12/31/26; and (iv) 5,355 RPSRs granted under the 2024 LTISP on 2/18/25 with a measurement period ending on 12/31/27.

Footnote F4

Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

Footnote F5

The RSRs were granted under the 2024 LTISP on 2/18/2025 and will vest on 2/18/2028.

Footnote F6

Total amount includes (i) 265 RSRs granted under the 2011 LTISP on 2/15/22 that vested on 2/18/25; (ii) 264 RSRs granted under the 2011 LTISP on 2/16/23 that will vest on 2/17/26; (iii) 2,356 RSRs granted under the 2011 LTISP on 2/14/24 that will vest on 2/16/27; and (iv) 2,456 RSRs granted under 2024 LTISP on 2/18/25 that will vest on 2/18/28.

Footnote F7

Total amount includes (i) 617 RPSRs granted under the 2011 LTISP on 2/16/23 with a measurement period ending on 12/31/25; (ii) 5,133 RPSRs granted under the 2011 LTISP on 2/14/24 with a measurement period ending on 12/31/26; and (iii) 5,355 RPSRs granted under the 2024 LTISP on 2/18/25 with a measurement period ending on 12/31/27.

Footnote F8

Shares issued upon vesting of RSRs granted under the 2011 LTISP on 2/15/22 that vested on 2/18/25.