Jennifer Phillips - 18 Feb 2025 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Signature
/s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
18 Feb 2025
Net transactions value
-$159,110
Form type
4
Filing time
19 Feb 2025, 19:28:54 UTC
Previous filing
12 Feb 2025
Next filing
03 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Sale $502 -500 -0.07% $1.00 763,336 18 Feb 2025 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Sale $158,608 -158,608 -21% $1.00 604,728 18 Feb 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.