Carlos M. Sepulveda - 03 Feb 2025 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
03 Feb 2025
Net transactions value
$0
Form type
4
Filing time
05 Feb 2025, 16:10:50 UTC
Previous filing
30 Jul 2024
Next filing
24 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +690 +0.2% $0.000000 343,690 03 Feb 2025 Direct F1, F2
holding TFIN Depository Shares 12,798 03 Feb 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
F2 Consists of (i) 201,464 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
F3 Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.