Key facts
- This page summarizes Serena Wolfe's Form 4 filing for ANNALY CAPITAL MANAGEMENT INC (NLY).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 04 Feb 2025, 18:06.
Serena Wolfe - 01 Feb 2025 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- NLY
- Reported as of
- 01 Feb 2025
- Net transaction value
- +$892,550
- SEC form
- 4
- Accepted by SEC
- 04 Feb 2025, 18:06:11 UTC
- Prior SEC filing
- 02 Dec 2024
- Next SEC filing
- 27 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anthony C. Green, as Attorney-in-Fact for Serena Wolfe
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Serena Wolfe filed Form 4 for ANNALY CAPITAL MANAGEMENT INC (NLY) on 04 Feb 2025.
Change
- Previous filing in this sequence was filed on 02 Dec 2024.
- Current net transaction value: +$892,550.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NLY
transaction
Common Stock
Tax liability
- Transaction value
- $469,042
- Shares
- -22,981
- Change %
- -19%
- Price
- $20.41
- Shares after
- 99,790
- Date
- 01 Feb 2025
- Ownership
- Direct
- Footnotes
- F1, F2
NLY
transaction
Common Stock
Award
- Transaction value
- $1,361,592
- Shares
- +66,712
- Change %
- +67%
- Price
- $20.41
- Shares after
- 166,502
- Date
- 01 Feb 2025
- Ownership
- Direct
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2025 of restricted stock unit ("RSU") awards previously granted on February 1, 2022, February 1, 2023 and February 1, 2024.
Footnote F2
Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.
Footnote F3
Represents RSUs granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The RSUs vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).