Mark D. Walker - 13 Dec 2024 Form 4 Insider Report for Direct Digital Holdings, Inc. (DRCT)

Reporting relationship: Chairman and CEO, Director, 10%+ Owner
Issuer ticker: DRCT
Reported as of: 13 Dec 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 Jan 2025, 16:01:14 UTC
Prior SEC filing: 12 Dec 2024
Next SEC filing: 28 Jan 2025
Source filing: View source filing
Reporting owner signature: /s/ Mark Walker

Key filing fact

Mark D. Walker filed Form 4 for Direct Digital Holdings, Inc. (DRCT) on 15 Jan 2025.

Key facts

This page summarizes Mark D. Walker's Form 4 filing for Direct Digital Holdings, Inc. (DRCT).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 15 Jan 2025, 16:01.

Change

Previous filing in this sequence was filed on 12 Dec 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DRCT transaction

Class A Common Stock, par value $0.001 per share

Disposed to Issuer

Transaction value
Shares: -25,435
Change %: -19%
Price
Shares after: 111,865
Date: 13 Dec 2024
Ownership: By AJN Energy & Transport Ventures, LLC
Footnotes: F1

DRCT transaction

Class A Common Stock, par value $0.001 per share

Disposed to Issuer

Transaction value
Shares: -7,542
Change %: -6.7%
Price
Shares after: 104,323
Date: 13 Dec 2024
Ownership: By AJN Energy & Transport Ventures, LLC
Footnotes: F1

DRCT holding

Class A Common Stock, par value $0.001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 0
Date: 13 Dec 2024
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DRCT transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value: $0
Shares: -40,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 13 Dec 2024
Ownership: Direct
Underlying class: Class A Common Stock, par value $0.001 per share
Underlying amount: 40,000
Exercise price
Footnotes: F1

DRCT transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value: $0
Shares: -9,970
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 13 Dec 2024
Ownership: Direct
Underlying class: Class A Common Stock, par value $0.001 per share
Underlying amount: 9,970
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024.