Jennifer Phillips - 18 Dec 2024 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Signature
/s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
18 Dec 2024
Net transactions value
-$1,400
Form type
4
Filing time
20 Dec 2024, 19:34:30 UTC
Previous filing
12 Dec 2024
Next filing
14 Jan 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Sale $1,400 -1,400 -0.19% $1.00 724,591 18 Dec 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.