Jeffrey Hurd - Dec 16, 2024 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Signature
/s/ Michael Brudoley as attorney-in-fact for Jeffrey Hurd
Stock symbol
EQH
Transactions as of
Dec 16, 2024
Transactions value $
-$315,356
Form type
4
Date filed
12/17/2024, 05:30 PM
Previous filing
Dec 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Sale -$315K -6.67K -6.32% $47.31 98.9K Dec 16, 2024 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024.
F2 This transaction was executed in multiple trades at prices ranging from $46.8900 to $47.5400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Total includes Restricted Stock Units.