Todd Ritterbusch - 13 Dec 2024 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
President - TBK Bank, SSB
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
13 Dec 2024
Net transactions value
-$92,065
Form type
4
Filing time
17 Dec 2024, 16:05:18 UTC
Previous filing
14 May 2024
Next filing
05 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Options Exercise $29,295 +945 +13% $31.00 8,379 13 Dec 2024 Direct
transaction TFIN Common Stock Options Exercise $76,939 +2,931 +35% $26.25 11,310 13 Dec 2024 Direct
transaction TFIN Common Stock Options Exercise $75,898 +1,093 +9.7% $69.44 12,403 13 Dec 2024 Direct
transaction TFIN Common Stock Options Exercise $38,130 +744 +6% $51.25 13,147 13 Dec 2024 Direct
transaction TFIN Common Stock Tax liability $49,392 -485 -3.7% $101.84 12,662 13 Dec 2024 Direct F1
transaction TFIN Common Stock Tax liability $130,966 -1,286 -10% $101.84 11,376 13 Dec 2024 Direct F1
transaction TFIN Common Stock Tax liability $84,724 -829 -7.3% $102.20 10,547 13 Dec 2024 Direct F1
transaction TFIN Common Stock Tax liability $47,245 -468 -4.4% $100.95 10,079 13 Dec 2024 Direct F1
holding TFIN Depository Shares 21,000 13 Dec 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFIN Employee Stock Options Options Exercise $0 -945 -100% $0.000000 0 13 Dec 2024 Common Stock 945 $31.00 Direct F3
transaction TFIN Employee Stock Options Options Exercise $0 -2,931 -100% $0.000000 0 13 Dec 2024 Common Stock 2,931 $26.25 Direct F3
transaction TFIN Employee Stock Options Options Exercise $0 -1,093 -50% $0.000000 1,094 13 Dec 2024 Common Stock 1,093 $69.44 Direct F3
transaction TFIN Employee Stock Options Options Exercise $0 -744 -25% $0.000000 2,232 13 Dec 2024 Common Stock 744 $51.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares.
F2 Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.
F3 Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.