Todd Ritterbusch - Dec 13, 2024 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
President - TBK Bank, SSB
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Dec 13, 2024
Transactions value $
-$92,065
Form type
4
Date filed
12/17/2024, 04:05 PM
Previous filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Options Exercise $29.3K +945 +12.71% $31.00 8.38K Dec 13, 2024 Direct
transaction TFIN Common Stock Options Exercise $76.9K +2.93K +34.98% $26.25 11.3K Dec 13, 2024 Direct
transaction TFIN Common Stock Options Exercise $75.9K +1.09K +9.66% $69.44 12.4K Dec 13, 2024 Direct
transaction TFIN Common Stock Options Exercise $38.1K +744 +6% $51.25 13.1K Dec 13, 2024 Direct
transaction TFIN Common Stock Tax liability -$49.4K -485 -3.69% $101.84 12.7K Dec 13, 2024 Direct F1
transaction TFIN Common Stock Tax liability -$131K -1.29K -10.16% $101.84 11.4K Dec 13, 2024 Direct F1
transaction TFIN Common Stock Tax liability -$84.7K -829 -7.29% $102.20 10.5K Dec 13, 2024 Direct F1
transaction TFIN Common Stock Tax liability -$47.2K -468 -4.44% $100.95 10.1K Dec 13, 2024 Direct F1
holding TFIN Depository Shares 21K Dec 13, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFIN Employee Stock Options Options Exercise $0 -945 -100% $0.00 0 Dec 13, 2024 Common Stock 945 $31.00 Direct F3
transaction TFIN Employee Stock Options Options Exercise $0 -2.93K -100% $0.00 0 Dec 13, 2024 Common Stock 2.93K $26.25 Direct F3
transaction TFIN Employee Stock Options Options Exercise $0 -1.09K -49.98% $0.00 1.09K Dec 13, 2024 Common Stock 1.09K $69.44 Direct F3
transaction TFIN Employee Stock Options Options Exercise $0 -744 -25% $0.00 2.23K Dec 13, 2024 Common Stock 744 $51.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares.
F2 Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.
F3 Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.