Frank L. Jaksch Jr - Dec 13, 2024 Form 4 Insider Report for ChromaDex Corp. (CDXC)

Role
Director
Signature
/s/ Jeong James Lee, Attorney-in-Fact
Stock symbol
CDXC
Transactions as of
Dec 13, 2024
Transactions value $
-$46,952
Form type
4
Date filed
12/13/2024, 07:12 PM
Previous filing
Jun 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXC Common Stock Options Exercise $183K +50K +21.61% $3.66 281K Dec 13, 2024 Direct
transaction CDXC Common Stock Sale -$230K -37.2K -13.21% $6.19 244K Dec 13, 2024 Direct F1, F2
holding CDXC Common Stock 2.08M Dec 13, 2024 By Black Sheep, FLP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDXC Employee Stock Options (right to buy) Options Exercise $0 -50K -100% $0.00 0 Dec 13, 2024 Common Stock 50K $3.66 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale of shares was solely to cover the exercise cost and associated taxes for the exercise of the options which were scheduled to expire on July 5, 2025. As a result of the exercise of the options, the Reporting Person will own 12,840 more shares.
F2 The weighted average sale price for the transaction reported was $6.1881, and the range of prices were between $6.13 and $6.285. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F3 Held by Black Sheep, FLP, a California limited partnership, of which the Reporting Person and Tricia A. Jaksch are the sole co-general partners and the Reporting Person, Tricia A. Jaksch and certain trusts for the benefit of the Reporting Person's family are the sole limited partners. The Reporting Person disclaims beneficial ownership of the shares held by the limited partnership, except to the extent of any pecuniary interest therein.