Kelly Rodriques - 12 Nov 2024 Form 4/A - Amendment Insider Report for Forge Global Holdings, Inc. (FRGE)

Role: Chief Executive Officer, Director
Signature: /s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol: FRGE
Transactions as of: 12 Nov 2024
Net transactions value: $0
Form type: 4/A - Amendment
Filing time: 12 Dec 2024, 21:19:26 UTC
Date Of Original Report: 14 Nov 2024
Previous filing: 15 Oct 2024
Next filing: 19 Nov 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FRGE	Common Stock, $0.0001 par value per share	Tax liability	$0	-39,919	-0.47%	$0.000000	8,436,109	12 Nov 2024	Direct	F1
holding	FRGE	Common Stock, $0.0001 par value per share						69,772	12 Nov 2024	By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA
holding	FRGE	Common Stock, $0.0001 par value per share						1,596,734	12 Nov 2024	By Operative Capital SPV I, LLC	F2
holding	FRGE	Common Stock, $0.0001 par value per share						689,045	12 Nov 2024	By Operative Capital LP	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. On November 14, 2024, an initial Form 4 was filed to report that a total of 39,916 shares were withheld. This amendment is being filed to correct this previous figure to reflect that additional shares were withheld (for a total of 39,919 shares withheld).
F2	The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.

Content

Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. On November 14, 2024, an initial Form 4 was filed to report that a total of 39,916 shares were withheld. This amendment is being filed to correct this previous figure to reflect that additional shares were withheld (for a total of 39,919 shares withheld).

The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.