Lance West - Dec 6, 2024 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role
Director
Signature
/s/ Carli Penney, as Attorney-in-Fact
Stock symbol
FOA
Transactions as of
Dec 6, 2024
Transactions value $
-$141,750
Form type
4
Date filed
12/10/2024, 05:07 PM
Previous filing
Dec 6, 2024
Next filing
Dec 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FOA Class A Common Stock Sale -$142K -6.75K -22.5% $21.00 23.2K Dec 6, 2024 See Footnote F1, F2, F3
holding FOA Class A Common Stock 12.3K Dec 6, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The number of shares of the Issuer's Class A common stock ("Common Stock") has been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock, effective as of 5:00 p.m. Eastern Time on July 25, 2024.
F3 Reflects securities held directly by CDZ Capital Partners, LP. The general partner of CDZ Capital Partners, LP is CDZ Capital Corp. Mr. West controls CDZ Capital Corp.'s investment decisions. The Reporting Person disclaims beneficial ownership over the securities held by CDZ Capital Partners, LP, except to the extent of his pecuniary interest therein.