Key facts
- This page summarizes David B. Kaplan's Form 4 filing for Ares Management Corp (ARES).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 15 Nov 2024, 19:49.
David B. Kaplan - 13 Nov 2024 Form 4 Insider Report for Ares Management Corp (ARES)
- Reporting relationship
- Co-Founder, Director
- Issuer ticker
- ARES
- Reported as of
- 13 Nov 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Nov 2024, 19:49:53 UTC
- Prior SEC filing
- 30 Aug 2024
- Next SEC filing
- 19 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anton Feingold, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David B. Kaplan filed Form 4 for Ares Management Corp (ARES) on 15 Nov 2024.
Change
- Previous filing in this sequence was filed on 30 Aug 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ARES
transaction
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- -30,000
- Change %
- -2.5%
- Price
- $0.000000
- Shares after
- 1,150,052
- Date
- 13 Nov 2024
- Ownership
- By Ares Owners Holdings L.P.
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents the number of shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were gifted on November 13, 2024 to a charitable foundation of which the reporting person is a trustee.
Footnote F2
The shares of Class A Common Stock are subject to a lock-up agreement pursuant to which they cannot be sold prior to November 22, 2024 without the consent of Morgan Stanley & Co. LLC and Citigroup Global Market Inc., subject to certain exceptions.
Footnote F3
The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH.