| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APG | Common Stock | Sale | -$442K | -12K | -1.08% | $36.88 | 1.1M | Nov 13, 2024 | Direct | F1, F2 |
| transaction | APG | Common Stock | Sale | -$1.77M | -47.9K | -0.95% | $36.88 | 5.01M | Nov 13, 2024 | By JTOO LLC | F1, F3, F4 |
| holding | APG | Common Stock | 1.66K | Nov 13, 2024 | By Mariposa Acquisition IV, LLC | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | APG | Restricted Stock Units | 3.81K | Nov 13, 2024 | Common Stock | 3.81K | Direct | F6, F7 | ||||||
| holding | APG | Series A Preferred Stock | 768K | Nov 13, 2024 | Common Stock | 768K | By Mariposa Acquisition IV, LLC | F5, F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC and James Lillie and Lisa Sheffield on August 8, 2024. |
| F2 | Represents the weighted average price of the shares sold on November 13, 2024. The prices of the shares sold pursuant to the transactions ranged from $36.62 to $37.16 per share. The Reporter, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. |
| F3 | Represents the weighted average price of the shares sold on November 13, 2024. The prices of the shares sold pursuant to the transactions ranged from $36.62 to $37.16 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. |
| F4 | The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. |
| F5 | The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,659 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| F6 | Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. |
| F7 | These restricted stock units vest on June 14, 2025, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. |
| F8 | The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date). |