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Signature
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/s/ Josh Samples, Attorney-in-Fact
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Stock symbol
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AFRM
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Transactions as of
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Nov 11, 2024
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Transactions value $
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-$6,385,800
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Form type
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4
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Date filed
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11/13/2024, 06:05 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AFRM |
Class A Common Stock |
Options Exercise |
$3.73M |
+160K |
+171.04% |
$23.33 |
254K |
Nov 11, 2024 |
Direct |
F1 |
| transaction |
AFRM |
Class A Common Stock |
Options Exercise |
$892K |
+40K |
+15.78% |
$22.30 |
294K |
Nov 11, 2024 |
Direct |
F1 |
| transaction |
AFRM |
Class A Common Stock |
Sale |
-$11M |
-200K |
-68.13% |
$55.05 |
93.5K |
Nov 11, 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AFRM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-160K |
-70.46% |
$0.00 |
67.1K |
Nov 11, 2024 |
Class A Common Stock |
160K |
$23.33 |
Direct |
F1, F3 |
| transaction |
AFRM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-40K |
-32.56% |
$0.00 |
82.9K |
Nov 11, 2024 |
Class A Common Stock |
40K |
$22.30 |
Direct |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: