John E. Kao - Nov 11, 2024 Form 4 Insider Report for Alignment Healthcare, Inc. (ALHC)

Role
Chief Executive Officer, Director
Signature
/s/ Christopher J. Joyce, as Attorney-in-Fact, for John E. Kao
Stock symbol
ALHC
Transactions as of
Nov 11, 2024
Transactions value $
-$1,207,944
Form type
4
Date filed
11/13/2024, 05:14 PM
Previous filing
Oct 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALHC Common Stock Sale -$1.21M -90K -3.54% $13.42 2.45M Nov 11, 2024 See Footnote F1, F2
holding ALHC Common Stock 2.75M Nov 11, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Date of Rule 10b5-1 plan adoption: 03/14/2024
F2 Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.