Chrysty Esperanza - 06 Nov 2024 Form 4 Insider Report for Block, Inc. (XYZ)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Nov 2024, 17:07:16 UTC
Prior SEC filing
04 Oct 2024
Next SEC filing
13 Nov 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Susan Szotek, Attorney-in-Fact

Key filing fact

Chrysty Esperanza filed Form 4 for Block, Inc. (XYZ) on 08 Nov 2024.

Key facts

  • This page summarizes Chrysty Esperanza's Form 4 filing for Block, Inc. (XYZ).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 08 Nov 2024, 17:07.

Change

  • Previous filing in this sequence was filed on 04 Oct 2024.
  • Current net transaction value: -$225,600.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SQ transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+2,500
Change %
+2.8%
Price
$0.000000
Shares after
92,071
Date
06 Nov 2024
Ownership
Direct
Footnotes
F1
SQ transaction

Class A Common Stock

Sale

Transaction value
$225,600
Shares
-3,000
Change %
-3.3%
Price
$75.20
Shares after
89,071
Date
06 Nov 2024
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SQ transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-2,500
Change %
-14%
Price
$0.000000
Shares after
15,000
Date
06 Nov 2024
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
2,500
Exercise price
$13.94
Footnotes
F2, F3, F4
SQ transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+2,500
Change %
Price
$0.000000
Shares after
2,500
Date
06 Nov 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,500
Exercise price
Footnotes
F4
SQ transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-2,500
Change %
-100%
Price
$0.000000
Shares after
0
Date
06 Nov 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,500
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 4 footnotes

Footnote F1

Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Footnote F2

The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 1, 2024.

Footnote F3

25% of the shares subject to the option vested on June 1, 2016 and 1/48th of the shares vested monthly thereafter.

Footnote F4

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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