Amprius, Inc. - 23 Oct 2024 Form 4 Insider Report for Amprius Technologies, Inc. (AMPX)

Role
10%+ Owner
Signature
/s/ William Deihl, Chief Financial Officer
Issuer symbol
AMPX
Transactions as of
23 Oct 2024
Net transactions value
$0
Form type
4
Filing time
25 Oct 2024, 18:28:27 UTC
Previous filing
05 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPX Common stock Other -5,500,000 -8.4% 59,695,997 23 Oct 2024 Direct F1
transaction AMPX Common stock Other -57,195,926 -96% 2,500,071 23 Oct 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Amprius, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Immediately prior to the Liquidating Distribution (as defined below), the Reporting Person contributed 5,500,000 shares of the Issuer's common stock in exchange for, among other things, the Issuer assuming the Reporting Person's outstanding options to purchase shares of the Reporting Person's Class A common stock.
F2 On October 23, 2024, the Reporting Person voluntarily liquidated and dissolved. In connection therewith, the Reporting Person distributed to its stockholders on a pro rata basis an aggregate of 57,195,926 shares of the Issuer's common stock (the "Liquidating Distribution").