James M. Kempton - 17 Oct 2024 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Role
VP, CFO and Treasurer
Signature
/s/Jennifer M. Reinke, attorney-in-fact for James M. Kempton
Issuer symbol
SMSI
Transactions as of
17 Oct 2024
Net transactions value
-$1,414
Form type
4
Filing time
22 Oct 2024, 16:46:58 UTC
Previous filing
19 Sep 2024
Next filing
14 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMSI Common Stock Tax liability $1,414 -1,386 -1.8% $1.02 74,186 17 Oct 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld, at an average vesting price of $1.02 per share, for the payment of income taxes.
F2 Includes 219 shares acquired on September 30, 2024, at a price of $0.867 per share, pursuant to the Smith Micro Software, Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).