| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOC | Common Stock | Sale | -$533 | -1 | -0.02% | $532.69 | 4.25K | Oct 7, 2024 | Direct | F1 |
| transaction | NOC | Common Stock | Sale | -$1.07K | -2 | -0.05% | $533.56 | 4.25K | Oct 7, 2024 | Direct | F1, F2 |
| transaction | NOC | Common Stock | Sale | -$2.67K | -5 | -0.12% | $534.45 | 4.25K | Oct 7, 2024 | Direct | F1, F3 |
| transaction | NOC | Common Stock | Sale | -$2.68K | -5 | -0.12% | $535.65 | 4.24K | Oct 7, 2024 | Direct | F1, F4 |
| transaction | NOC | Common Stock | Sale | -$10.2K | -19 | -0.45% | $536.18 | 4.22K | Oct 7, 2024 | Direct | F1, F5 |
| transaction | NOC | Common Stock | Sale | -$537 | -1 | -0.02% | $537.15 | 4.22K | Oct 7, 2024 | Direct | F1, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| F2 | Represents the weighted average sale price of $533.56 rounded to the nearest hundredth. The highest price at which the shares were sold was $533.70 and the lowest price at which the shares were sold was $533.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. |
| F3 | Represents the weighted average sale price of $534.45 rounded to the nearest hundredth. The highest price at which the shares were sold was $534.98 and the lowest price at which the shares were sold was $534.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. |
| F4 | Represents the weighted average sale price of $535.65 rounded to the nearest hundredth. The highest price at which the shares were sold was $535.97 and the lowest price at which the shares were sold was $535.16. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. |
| F5 | Represents the weighted average sale price of $536.18 rounded to the nearest hundredth. The highest price at which the shares were sold was $536.60 and the lowest price at which the shares were sold was $536.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. |
| F6 | Amount includes (i) 298 shares of common stock; and (ii) 3,923 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. |