Drew Sievers - 30 Sep 2024 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Former Chief Operating Officer
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
30 Sep 2024
Net transactions value
$0
Form type
4
Filing time
02 Oct 2024, 19:52:48 UTC
Previous filing
18 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Tax liability $0 -226,933 -29% $0.000000 554,429 30 Sep 2024 Direct F1
holding FRGE Common Stock, $0.0001 par value per share 1,596,734 30 Sep 2024 By Operative Capital SPV I, LLC F2
holding FRGE Common Stock, $0.0001 par value per share 689,045 30 Sep 2024 By Operative Capital LP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Drew Sievers is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.
F2 The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.