Kenneth B. Crews - 01 Oct 2024 Form 3 Insider Report for NORTHROP GRUMMAN CORP /DE/ (NOC)

Role: CVP & Chief Financial Officer
Signature: /s/ Jennifer C. McGarey, Attorney-in-Fact
Issuer symbol: NOC
Transactions as of: 01 Oct 2024
Net transactions value: $0
Form type: 3
Filing time: 02 Oct 2024, 16:59:31 UTC
Next filing: 20 Feb 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	NOC	Common Stock						74	01 Oct 2024	Held in the Northrop Grumman Savings Excess Plan	F1
holding	NOC	Common Stock						2,066	01 Oct 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	NOC	Restricted Stock Rights							01 Oct 2024	Common Stock	2,031		Direct	F2, F3
holding	NOC	Restricted Performance Stock Rights							01 Oct 2024	Common Stock	4,523		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Held in the Northrop Grumman Savings Excess Plan (the "Plan"), as of October 1, 2024. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
F2	Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
F3	Total amount includes (i) 253 unvested RSRs granted under the 2011 Long-Term Incentive Stock Plan (LTISP) on 2/15/2022 that will vest on 2/18/2025; (ii) 232 RSRs granted under the LTISP on 2/16/2023 that will vest on 2/17/2026; (iii) 269 RSRs granted under the LTISP on 2/14/2024 that will vest on 2/16/2027; and (iv) 1,277 RSRs granted under the 2024 Long-Term Incentive Stock Plan (2024 LTISP) on 7/31/2024 that will vest on 8/2/2027. Grants awarded pursuant to Rule 16b-3(d).
F4	Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
F5	Total amount includes (i) 555 unvested RPSRs granted under the LTISP on 2/15/2022 with a measurement period ending on 12/31/2024; (ii) 542 unvested RPSRs granted under the LTISP on 2/16/2023 with a measurement period ending on 12/31/2025; (iii) 627 unvested RPSRs granted under the LTISP on 2/14/2024 with a measurement period ending on 12/31/2026; and (iv) 2,799 unvested RPSRs granted under the 2024 LTISP on 7/31/2024 with a measurement period ending on 12/31/2026. Grants awarded pursuant to Rule 16b-3(d).