| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CRDO | Ordinary Shares | Gift | $0 | -50K | -1.7% | $0.00 | 2.9M | Jan 31, 2023 | Direct | F1 |
| transaction | CRDO | Ordinary Shares | Sale | -$37.9K | -1.41K | -0.05% | $26.79 | 2.89M | Sep 12, 2024 | Direct | F1, F2, F3 |
| transaction | CRDO | Ordinary Shares | Sale | -$239K | -8.59K | -0.3% | $27.84 | 2.89M | Sep 12, 2024 | Direct | F1, F2, F4 |
| holding | CRDO | Ordinary Shares | 720K | Jan 31, 2023 | By Chung BVI Co Ltd | F5 | |||||
| holding | CRDO | Ordinary Shares | 1.27M | Jan 31, 2023 | By Zhan BVI Co Ltd | F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | On previous Form 4 filings, the Reporting Person inadvertently reported incorrect numbers of securities beneficially owned in Column 5, which numbers were misreported due to an inadvertent administrative error that incorrectly calculated the actual amount of securities beneficially owned following reported transactions. In fact, the current amount of securities the Reporting Person directly beneficially owns is 2,855,840, as reported in this Form 4. |
| F2 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 13, 2023. |
| F3 | This transaction was executed in multiple trades at prices ranging from $26.40 to $27.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $27.48 to $28.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |