Kelly Rodriques - Sep 5, 2024 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Executive Officer, Director
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Stock symbol
FRGE
Transactions as of
Sep 5, 2024
Transactions value $
-$128,282
Form type
4
Date filed
9/9/2024, 05:59 PM
Previous filing
Aug 19, 2024
Next filing
Sep 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Sale -$77.6K -60K -0.68% $1.29 8.83M Sep 5, 2024 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Sale -$50.7K -40K -0.45% $1.27 8.79M Sep 6, 2024 Direct F2
holding FRGE Common Stock, $0.0001 par value per share 69.8K Sep 5, 2024 By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA
holding FRGE Common Stock, $0.0001 par value per share 1.6M Sep 5, 2024 By Operative Capital SPV I, LLC F3
holding FRGE Common Stock, $0.0001 par value per share 689K Sep 5, 2024 By Operative Capital LP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $1.27 to $1.34. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 This transaction was executed in multiple trades at prices ranging from $1.22 to $1.30. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.