Justin Mirro - Sep 3, 2024 Form 4 Insider Report for Amprius Technologies, Inc. (AMPX)

Role
Director
Signature
/s/ Sandra Wallach, attorney-in-fact on behalf of Justin Mirro
Stock symbol
AMPX
Transactions as of
Sep 3, 2024
Transactions value $
-$641,851
Form type
4
Date filed
9/5/2024, 07:16 PM
Previous filing
Jul 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPX Common stock Sale -$60.1K -60K -2.51% $1.00 2.33M Sep 3, 2024 See footnote F1, F2
transaction AMPX Common stock Sale -$74.8K -75K -4.73% $1.00 1.51M Sep 3, 2024 See footnote F1, F3
transaction AMPX Common stock Sale -$141K -150K -6.43% $0.94 2.18M Sep 4, 2024 See footnote F2, F4
transaction AMPX Common stock Sale -$165K -175K -11.59% $0.94 1.34M Sep 4, 2024 See footnote F3, F5
transaction AMPX Common stock Sale -$88.6K -110K -5.04% $0.81 2.07M Sep 5, 2024 See footnote F2, F6
transaction AMPX Common stock Sale -$113K -140K -10.49% $0.81 1.2M Sep 5, 2024 See footnote F3, F6
holding AMPX Common stock 143K Sep 3, 2024 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9501 to $1.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2 The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities.
F4 The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9035 to $1.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9013 to $0.995, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6 The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.8999, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7 Includes 125,000 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.