Ichiro Aoki - Aug 31, 2024 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Role
President, Director
Signature
/s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Stock symbol
INDI
Transactions as of
Aug 31, 2024
Transactions value $
-$18,506
Form type
4
Date filed
9/4/2024, 08:35 PM
Previous filing
Jun 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INDI Class A Common Stock Options Exercise $0 +12.5K +34.12% $0.00 49.1K Aug 31, 2024 Direct
transaction INDI Class A Common Stock Tax liability -$18.5K -4.78K -9.73% $3.87 44.3K Sep 3, 2024 Direct F1
holding INDI Class V Common Stock 4.94M Aug 31, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INDI Restricted Stock Units Options Exercise $0 -12.5K -33.33% $0.00 25K Aug 31, 2024 Class A Common Stock 12.5K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3 The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.