Jeong James Lee - Jul 16, 2024 Form 3 Insider Report for ChromaDex Corp. (CDXC)

Role
Interim CFO
Signature
/s/ Jeong James Lee
Stock symbol
CDXC
Transactions as of
Jul 16, 2024
Transactions value $
$0
Form type
3
Date filed
7/26/2024, 04:52 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CDXC Employee Stock Options (right to buy) Jul 16, 2024 Common Stock 8.33K $3.66 Direct F1
holding CDXC Employee Stock Options (right to buy) Jul 16, 2024 Common Stock 17K $4.04 Direct F2
holding CDXC Employee Stock Options (right to buy) Jul 16, 2024 Common Stock 50K $3.97 Direct F3
holding CDXC Employee Stock Options (right to buy) Jul 16, 2024 Common Stock 32.4K $3.84 Direct F4
holding CDXC Employee Stock Options (right to buy) Jul 16, 2024 Common Stock 30.8K $3.27 Direct F5
holding CDXC Employee Stock Options (right to buy) Jul 16, 2024 Common Stock 11K $11.83 Direct F6
holding CDXC Employee Stock Options (right to buy) Jul 16, 2024 Common Stock 42.2K $2.67 Direct F7
holding CDXC Employee Stock Options (right to buy) Jul 16, 2024 Common Stock 58.1K $1.82 Direct F8
holding CDXC Employee Stock Options (right to buy) Jul 16, 2024 Common Stock 82.7K $1.52 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-fourth of the shares subject to the option vested on July 6, 2016 and the remaining shares subject to the option have vested in a series of 36 equal monthly installments thereafter. The stock options are fully vested as of July 16, 2024.
F2 One-fourth of the shares subject to the option vested on July 14, 2017 and the remaining shares subject to the option have vested in a series of 36 equal monthly installments thereafter. The stock options are fully vested as of July 16, 2024.
F3 One-third of the shares subject to the option vested on September 29, 2018 and the remaining shares subject to the option have vested in a series of 24 equal monthly installments thereafter. The stock options are fully vested as of July 16, 2024.
F4 One-third of the shares subject to the option vested on February 21, 2020 and the remaining shares subject to the option have vested in a series of 24 equal monthly installments thereafter. The stock options are fully vested as of July 16, 2024.
F5 One-third of the shares subject to the option vested on February 25, 2021 and the remaining shares subject to the option have vested in a series of 24 equal monthly installments thereafter. The stock options are fully vested as of July 16, 2024.
F6 One-third of the shares subject to the option vested on March 15, 2022 and the remaining shares subject to the option have vested in a series of 24 equal monthly installments thereafter. The stock options are fully vested as of July 16, 2024.
F7 One-third of the shares subject to the option vested on February 17, 2023 and the remaining shares subject to the option are vesting in a series of 24 equal monthly installments thereafter.
F8 One-third of the shares subject to the option vested on February 15, 2024 and the remaining shares subject to the option are vesting in a series of 24 equal monthly installments thereafter.
F9 One-third of the shares subject to the option shall vest on February 22, 2025 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter.