-
Signature
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/s/ Jamie Chung, Attorney-in-Fact
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Stock symbol
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RIVN
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Transactions as of
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Jul 12, 2024
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Transactions value $
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-$3,074,580
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Form type
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4
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Date filed
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7/16/2024, 04:59 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
RIVN |
Class A Common Stock |
Options Exercise |
$526K |
+200K |
+21.99% |
$2.63 |
1.11M |
Jul 12, 2024 |
Direct |
|
| transaction |
RIVN |
Class A Common Stock |
Sale |
-$3.6M |
-200K |
-18.02% |
$18.00 |
910K |
Jul 12, 2024 |
Direct |
F1, F2 |
| holding |
RIVN |
Class A Common Stock |
|
|
|
|
|
4.6K |
Jul 12, 2024 |
By LLC |
|
| holding |
RIVN |
Class A Common Stock |
|
|
|
|
|
2.63M |
Jul 12, 2024 |
By Trust |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
RIVN |
Stock Option |
Options Exercise |
$0 |
-200K |
-2.36% |
$0.00 |
8.29M |
Jul 12, 2024 |
Class A Common Stock |
200K |
$2.63 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: