Jennifer Phillips - Jan 31, 2024 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Revenue & Growth Officer
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Stock symbol
FRGE
Transactions as of
Jan 31, 2024
Transactions value $
$0
Form type
4
Date filed
7/12/2024, 07:33 PM
Previous filing
Jan 18, 2024
Next filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Disposed to Issuer $0 -18.5K -1.67% $0.00 1.09M Jan 31, 2024 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Tax liability $0 -18.1K -1.66% $0.00 1.07M Jul 10, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported, the Reporting Person was granted restricted stock units ("RSUs") on April 24, 2023 with performance-based vesting conditions. The amount reported here reflects the forfeiture of certain of such RSUs following certification by the Board of Directors of the Issuer on January 31, 2024 of the extent of achievement of such performance conditions.
F2 Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of RSUs.