Russell Andrew Page - 16 Apr 2024 Form 3/A Insider Report for Hagerty, Inc. (HGTY)

Role
Chief Information Officer
Signature
/s/ Diana M. Chafey, Power of Attorney
Issuer symbol
HGTY
Transactions as of
16 Apr 2024
Net transactions value
$0
Form type
3/A
Filing time
10 Jul 2024, 16:08:19 UTC
Date Of Original Report
26 Apr 2024
Next filing
03 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HGTY Class A Common Stock 26,639 16 Apr 2024 Direct F1
holding HGTY Class A Common Stock 50,460 16 Apr 2024 Direct F2, F3
holding HGTY Class A Common Stock 22,246 16 Apr 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer.
F2 Represents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Issuer's Plan. The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.
F3 This Form 3/A amends the Form 3 filed by the Reporting Person on April 26, 2024 to reflect that 50,460 shares of Class A Common Stock are beneficially owned as a result of the withholding of 5,318 shares of Class A Common Stock upon the vesting of RSUs on April 1, 2024 pursuant to the RSU award agreements governing the RSU grants made to the Reporting Person.
F4 Represents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Issuer's Plan. The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on October 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Remarks:

Exhibit List: Exhibit 24 - Confirmation Statement.