Russell Andrew Page - Apr 16, 2024 Form 3/A Insider Report for Hagerty, Inc. (HGTY)

Role
Chief Information Officer
Signature
/s/ Diana M. Chafey, Power of Attorney
Stock symbol
HGTY
Transactions as of
Apr 16, 2024
Transactions value $
$0
Form type
3/A
Date filed
7/10/2024, 04:08 PM
Date Of Original Report
Apr 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HGTY Class A Common Stock 26.6K Apr 16, 2024 Direct F1
holding HGTY Class A Common Stock 50.5K Apr 16, 2024 Direct F2, F3
holding HGTY Class A Common Stock 22.2K Apr 16, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer.
F2 Represents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Issuer's Plan. The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.
F3 This Form 3/A amends the Form 3 filed by the Reporting Person on April 26, 2024 to reflect that 50,460 shares of Class A Common Stock are beneficially owned as a result of the withholding of 5,318 shares of Class A Common Stock upon the vesting of RSUs on April 1, 2024 pursuant to the RSU award agreements governing the RSU grants made to the Reporting Person.
F4 Represents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Issuer's Plan. The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on October 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Remarks:

Exhibit List: Exhibit 24 - Confirmation Statement.