Ali Bouzarif - 25 Jun 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Director
Signature
/s/ Colleen Graham, Attorney-in-fact
Issuer symbol
ALTI
Transactions as of
25 Jun 2024
Net transactions value
$0
Form type
4
Filing time
26 Jun 2024, 08:03:29 UTC
Previous filing
05 Mar 2024
Next filing
01 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise +18,364 +140% 31,475 25 Jun 2024 Direct F1
holding ALTI Class A Common Stock 748,298 25 Jun 2024 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Options Exercise $0 -18,364 -100% $0.000000* 0 25 Jun 2024 Class A Common Stock 18,364 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
F2 Represents securities held by MERCYAH B.V. MERCYAH B.V. is controlled by Ali Bouzarif. Consequently, Mr. Bouzarif may be deemed to share voting and dispositive control over the securities held by MERCYAH B.V., and thus to share beneficial ownership of such securities. Mr. Bouzarif disclaims beneficial ownership of the securities held by MERCYAH B.V., except to the extent of his pecuniary interest therein.
F3 The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.