Michael Tiedemann - Jun 3, 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Chief Executive Officer, Director
Signature
/s/ Colleen Graham, Attorney-in-fact
Stock symbol
ALTI
Transactions as of
Jun 3, 2024
Transactions value $
$230,460
Form type
4
Date filed
6/5/2024, 02:12 PM
Previous filing
May 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Purchase $111K +22.7K +5.02% $4.87 475K Jun 3, 2024 Direct F1
transaction ALTI Class A Common Stock Purchase $120K +24.7K +5.19% $4.86 500K Jun 3, 2024 Direct F2
holding ALTI Class A Common Stock 63.3K Jun 3, 2024 See FN F3
holding ALTI Class A Common Stock 17K Jun 3, 2024 See FN F3
holding ALTI Class A Common Stock 42.9K Jun 3, 2024 See FN F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Award $0 +174K $0.00 174K Jun 4, 2024 Class A Common Stock 174K Direct F4, F5
transaction ALTI Peformance Restricted Stock Unit Award $0 +459K $0.00 459K Jun 5, 2024 Class A Common Stock 459K Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.69 to $5.00, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.70 to $5.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.
F3 The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") for MGT 2012 DE Trust; (ii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
F4 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
F5 The RSUs vest in three equal annual installments beginning February 15, 2025.
F6 Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
F7 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number).