Kathleen Patricia Sullivan - May 31, 2024 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Principal Accounting Officer
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Stock symbol
GCMG
Transactions as of
May 31, 2024
Transactions value $
-$46,863
Form type
4
Date filed
6/4/2024, 07:05 PM
Previous filing
Apr 17, 2024
Next filing
Aug 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock Options Exercise +12.5K +27.53% 57.9K May 31, 2024 Direct F1, F2
transaction GCMG Class A Common Stock Tax liability -$46.9K -4.66K -8.05% $10.05 53.2K May 31, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Options Exercise $0 -12.5K -33.33% $0.00 25K May 31, 2024 Class A Common Stock 12.5K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, and 12,500 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2024.
F2 Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F3 Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2024. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.