Key facts
- This page summarizes Frederick Pollock's Form 4 filing for GCM Grosvenor Inc. (GCMG).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Jun 2024, 19:04.
Frederick Pollock - 31 May 2024 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)
- Reporting relationship
- Chief Investment Officer
- Issuer ticker
- GCMG
- Reported as of
- 31 May 2024
- Net transaction value
- -$98,872
- SEC form
- 4
- Accepted by SEC
- 04 Jun 2024, 19:04:00 UTC
- Prior SEC filing
- 05 Mar 2024
- Next SEC filing
- 19 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Burke Montgomery, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Frederick Pollock filed Form 4 for GCM Grosvenor Inc. (GCMG) on 04 Jun 2024.
Change
- Previous filing in this sequence was filed on 05 Mar 2024.
- Current net transaction value: -$98,872.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GCMG
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +25,000
- Change %
- +4.6%
- Price
- Shares after
- 567,388
- Date
- 31 May 2024
- Ownership
- Direct
- Footnotes
- F1, F2
GCMG
transaction
Class A Common Stock
Tax liability
- Transaction value
- $98,872
- Shares
- -9,838
- Change %
- -1.7%
- Price
- $10.05
- Shares after
- 557,550
- Date
- 31 May 2024
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GCMG
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -25,000
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 50,000
- Date
- 31 May 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 25,000
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, and 25,000 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2024.
Footnote F2
Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
Footnote F3
Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2024. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.