PETER WESTLEY - 31 May 2024 Form 4 Insider Report for CuriosityStream Inc. (CURI)

Role
Chief Financial Officer
Signature
/s/ P. Brady Hayden as attorney-in-fact for Peter Westley
Issuer symbol
CURI
Transactions as of
31 May 2024
Net transactions value
$0
Form type
4
Filing time
31 May 2024, 15:58:22 UTC
Previous filing
21 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURI Common Stock Options Exercise +44,249 +35% 170,713 31 May 2024 Direct F1
holding CURI Common Stock 6,312 31 May 2024 Held by The Westley Revocable Trust, of which Mr. Westley is the trustee.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CURI Restricted Stock Units Options Exercise $0 -44,249 -100% $0.000000* 0 31 May 2024 Common Stock 44,249 Direct F1
transaction CURI Restricted Stock Units Disposed to Issuer $0 -44,937 -50% $0.000000 44,938 31 May 2024 Common Stock 44,937 Direct F2
transaction CURI Restricted Stock Units Disposed to Issuer $0 -72,067 -50% $0.000000 72,068 31 May 2024 Common Stock 72,067 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

PETER WESTLEY is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On May 31, 2024, 44,249 restricted stock units ("RSUs") previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.
F2 Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026 and April 22, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.
F3 Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.