Richard Dilorio - 17 May 2024 Form 4 Insider Report for InfuSystem Holdings, Inc (INFU)

Role
Chief Executive Officer, Director
Signature
/s/ Kevin Whitman, Attorney-in-Fact for Richard Dilorio
Issuer symbol
INFU
Transactions as of
17 May 2024
Net transactions value
-$80,230
Form type
4
Filing time
21 May 2024, 18:22:04 UTC
Previous filing
22 Aug 2023
Next filing
28 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INFU Common Stock Award $0 +11,659 +2.7% $0.000000 438,476 17 May 2024 Direct F2
transaction INFU Common Stock Tax liability $36,315 -5,639 -1.3% $6.44 432,837 17 May 2024 Direct F3
transaction INFU Common Stock Options Exercise $0 +14,103 +3.3% $0.000000 446,940 18 May 2024 Direct
transaction INFU Common Stock Tax liability $43,914 -6,819 -1.5% $6.44 440,121 18 May 2024 Direct F4
holding INFU Common Stock 426,817 17 May 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INFU Restricted Stock Units Award $0 +49,685 $0.000000 49,685 17 May 2024 Common Stock 49,685 $0.000000 Direct F5
transaction INFU Stock Option (right to buy) Award $0 +224,817 $0.000000 224,817 17 May 2024 Common Stock 224,817 $6.34 Direct F6
transaction INFU Restricted Stock Units Options Exercise $0 -14,103 -100% $0.000000* 0 18 May 2024 Common Stock 14,103 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This total includes an additional 1,969 shares acquired recently through the Company's Employee Stock Purchase Plan
F2 On May 17, 2024, 11,659 performance-based restricted stock units, granted on May 17, 2022, vested
F3 Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 17, 2024
F4 Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2024
F5 Restricted stock units convert into common stock on a one-for-one basis.
F6 The option, representing the right to purchase a total of 224,817 shares of InfuSystem Holdings, Inc. common stock, vests in four equal annual installments beginning May 17, 2025.
F7 These restricted stock units will cliff vested on May 18, 2024.