Roger Fradin - May 15, 2024 Form 4 Insider Report for Vertiv Holdings Co (VRT)

Role
Director
Signature
/s/ Eric Broxterman, as attorney-in-fact
Stock symbol
VRT
Transactions as of
May 15, 2024
Transactions value $
-$5,194,802
Form type
4
Date filed
5/17/2024, 05:03 PM
Previous filing
Apr 23, 2024
Next filing
Jun 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VRT Class A Common Stock Sale -$3.46M -33.3K -25% $103.91 100K May 15, 2024 By Fradin Community Property Trust F1, F2
transaction VRT Class A Common Stock Sale -$1.73M -16.7K -7.09% $103.86 218K May 15, 2024 Direct F3
transaction VRT Class A Common Stock Gift $0 -100K -100% $0.00* 0 May 15, 2024 By Fradin Community Property Trust
transaction VRT Class A Common Stock Gift $0 +50K $0.00 50K May 15, 2024 By R VRT GRAT 2024 F4
transaction VRT Class A Common Stock Gift $0 +50K $0.00 50K May 15, 2024 By S VRT GRAT 2024 F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The trade was executed in a series of transactions with a price range of $103.76 to $104.06 inclusive, with a weighted average price of $103.9118. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 These securities were previously reported as directly held by the reporting person.
F3 The trade was executed in a series of transactions with a price range of $103.76 to $103.92 inclusive, with a weighted average price of $103.8645. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The Reporting Person previously indirectly beneficially owned these shares of Class A Common Stock through the Fradin Community Property Trust. On May 15, 2024, the Reporting Person gifted the Class A Common Stock to the R VRT GRAT 2024, of which the Reporting Person is the trustee and beneficiary and maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the R VRT GRAT 2024.
F5 The Reporting Person previously indirectly beneficially owned these shares of Class A Common Stock through the Fradin Community Property Trust. On May 15, 2024, the Reporting Person gifted the Class A Common Stock to the S VRT GRAT 2024, of which the Reporting Person's spouse is the trustee and beneficiary and the Reporting Person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the S VRT GRAT 2024.