Scott Bower - Apr 8, 2024 Form 3 Insider Report for Pagaya Technologies Ltd. (PGY)

Role
Deputy Chief Financial Officer
Signature
/s/ Natalie Wilmore, Attorney-in-Fact
Stock symbol
PGY
Transactions as of
Apr 8, 2024
Transactions value $
$0
Form type
3
Date filed
5/17/2024, 04:49 PM
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PGY Class A Ordinary Share 1.47K Apr 8, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PGY Incentive Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 1.95K $51.36 Direct
holding PGY Incentive Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 1.95K $51.36 Direct
holding PGY Incentive Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 1.95K $51.36 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 3.28K $12.24 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 3.28K $12.24 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 3.27K $12.24 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 1.33K $51.36 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 3.28K $51.36 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 3.28K $51.36 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 3.28K $51.36 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 1.33K $51.36 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 3.28K $51.36 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 3.28K $51.36 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 3.28K $51.36 Direct
holding PGY Non-Qualified Stock Option (right to buy) Apr 8, 2024 Class A Ordinary Share 1.33K $51.36 Direct
holding PGY Restricted Stock Unit Apr 8, 2024 Class A Ordinary Share 34.2K $0.00 Direct F1
holding PGY Restricted Stock Unit Apr 8, 2024 Class A Ordinary Share 7.81K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/4th of the total 34,153 restricted stock units initially subject to this award vest on May 15, 2024, 1/4th of the total units initially subject to this award vest on January 1, 2025 and the remainder of the award vests in equal amounts every three months for the following 12 months thereafter.
F2 1/4th of the total 20,833 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests every three months for the 12 months thereafter.