Grace Lieblein - 13 May 2024 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
Director
Signature
Su Ping Lu for Grace Lieblein
Issuer symbol
HON
Transactions as of
13 May 2024
Net transactions value
-$242,998
Form type
4
Filing time
15 May 2024, 16:06:13 UTC
Previous filing
17 Apr 2024
Next filing
16 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $309,819 +3,164 +29% $97.92 14,119 13 May 2024 Direct F1
transaction HON Common Stock Tax liability $435,420 -2,124 -15% $205.00 11,995 13 May 2024 Direct
transaction HON Common Stock Options Exercise $355,128 +3,277 +27% $108.37 15,272 13 May 2024 Direct F1
transaction HON Common Stock Tax liability $472,525 -2,305 -15% $205.00 12,967 13 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Employee Stock Options (right to buy) Options Exercise $0 -3,164 -100% $0.000000* 0 13 May 2024 Common Stock 3,164 $97.92 Direct F1, F2, F3
transaction HON Employee Stock Options Options Exercise $0 -3,277 -100% $0.000000* 0 13 May 2024 Common Stock 3,277 $108.37 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Represents exempt grant of non-qualified stock options under the 2006 Stock Plan for Non-Employee Directors that vested in four equal annual installments, with the first installment vesting on April 27, 2016.
F4 Represents exempt grant of non-qualified stock options under the 2006 Stock Plan for Non-Employee Directors that vested in four equal annual installments, with the first installment vesting on April 25, 2017.