Francesca Cornelli - Mar 25, 2024 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Director
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Stock symbol
GCMG
Transactions as of
Mar 25, 2024
Transactions value $
$0
Form type
4
Date filed
3/27/2024, 04:17 PM
Previous filing
Jan 2, 2024
Next filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock Options Exercise +10K 10K Mar 25, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Options Exercise $0 -10K -36.14% $0.00 17.7K Mar 25, 2024 Class A Common Stock 10K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This award of Restricted Stock Units ("RSUs") was granted pursuant to the Issuer's 2020 Incentive Award Plan on March 1, 2021 and vested on November 17, 2021. The Reporting Person previously elected to defer settlement upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability. 10,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 25, 2024.
F2 Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F3 For 3,935 RSUs granted on December 29, 2023, 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.