John Hendricks - Mar 21, 2024 Form 4 Insider Report for CuriosityStream Inc. (CURI)

Signature
/s/ P. Brady Hayden as attorney-in-fact for John Hendricks
Stock symbol
CURI
Transactions as of
Mar 21, 2024
Transactions value $
-$21,159
Form type
4
Date filed
3/25/2024, 03:53 PM
Previous filing
Aug 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURI Common Stock Sale -$4.31K -4.27K -1.03% $1.01 412K Mar 21, 2024 Direct F1
transaction CURI Common Stock Sale -$16.8K -16.8K -4.09% $1.00 395K Mar 22, 2024 Direct F1
holding CURI Common Stock 21.2M Mar 21, 2024 By Hendricks Factual Media LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into for tax planning purposes, adopted by the reporting person on December 16, 2022 and which terminates on April 5, 2024.
F2 The reported securities are owned directly by Hendricks Factual Media LLC ("HFM"), and indirectly by John Hendricks, as a manager of HFM. John Hendricks disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Remarks:

Exhibit 24: Power of Attorney