Key facts
- This page summarizes Ichiro Aoki's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 8 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 05 Mar 2024, 21:19.
Ichiro Aoki - 01 Mar 2024 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- President, Director
- Issuer ticker
- INDI
- Reported as of
- 01 Mar 2024
- Net transaction value
- -$361,756
- SEC form
- 4
- Accepted by SEC
- 05 Mar 2024, 21:19:44 UTC
- Prior SEC filing
- 05 Jan 2024
- Next SEC filing
- 04 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ichiro Aoki filed Form 4 for indie Semiconductor, Inc. (INDI) on 05 Mar 2024.
Change
- Previous filing in this sequence was filed on 05 Jan 2024.
- Current net transaction value: -$361,756.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,200
- Change %
- +31%
- Price
- $0.000000
- Shares after
- 34,613
- Date
- 01 Mar 2024
- Ownership
- Direct
INDI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $23,256
- Shares
- -3,405
- Change %
- -9.8%
- Price
- $6.83
- Shares after
- 31,208
- Date
- 04 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
INDI
transaction
Class V Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- -50,000
- Change %
- -0.91%
- Price
- $0.000000
- Shares after
- 5,439,362
- Date
- 04 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
INDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +50,000
- Change %
- +160%
- Price
- $0.000000
- Shares after
- 81,208
- Date
- 04 Mar 2024
- Ownership
- Direct
- Footnotes
- F3
INDI
transaction
Class A Common Stock
Sale
- Transaction value
- $338,500
- Shares
- -50,000
- Change %
- -62%
- Price
- $6.77
- Shares after
- 31,208
- Date
- 04 Mar 2024
- Ownership
- Direct
- Footnotes
- F4, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INDI
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +8,200
- Change %
- Price
- $0.000000
- Shares after
- 8,200
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,200
- Exercise price
- Footnotes
- F6, F7
INDI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,200
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,200
- Exercise price
- Footnotes
- F6, F7
INDI
transaction
Derivative
ADK Class A Units
Options Exercise
- Transaction value
- $0
- Shares
- -50,000
- Change %
- -0.91%
- Price
- $0.000000
- Shares after
- 5,439,362
- Date
- 04 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 50,000
- Exercise price
- $0.000000
- Footnotes
- F3, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
Footnote F2
Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3.
Footnote F3
Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
Footnote F4
Represents shares of Class A common stock sold in the open market.
Footnote F5
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.76 to $6.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
Footnote F6
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Footnote F7
Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.
Footnote F8
N/A