| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CRDO | Ordinary Shares | Tax liability | -$50.1K | -2.23K | -0.07% | $22.47 | 3.08M | Mar 1, 2024 | Direct | F1 |
| transaction | CRDO | Ordinary Shares | Sale | -$964K | -44.4K | -2.83% | $21.69 | 1.53M | Mar 4, 2024 | By Zhan BVI Co Ltd | F2, F3, F4 |
| transaction | CRDO | Ordinary Shares | Sale | -$125K | -5.56K | -0.36% | $22.51 | 1.52M | Mar 4, 2024 | By Zhan BVI Co Ltd | F2, F4, F5 |
| transaction | CRDO | Ordinary Shares | Sale | -$1.54M | -71.1K | -5.92% | $21.69 | 1.13M | Mar 4, 2024 | By Chung BVI Co Ltd | F2, F4, F6 |
| transaction | CRDO | Ordinary Shares | Sale | -$202K | -8.95K | -0.79% | $22.52 | 1.12M | Mar 4, 2024 | By Chung BVI Co Ltd | F2, F4, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. |
| F2 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 13, 2023. |
| F3 | This transaction was executed in multiple trades at prices ranging from $21.34 to $22.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
| F5 | This transaction was executed in multiple trades at prices ranging from $22.35 to $22.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was executed in multiple trades at prices ranging from $21.32 to $22.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |