Catherine M. Dondzila - Apr 28, 2023 Form 3 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Accounting Officer
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Stock symbol
FRGE
Transactions as of
Apr 28, 2023
Transactions value $
$0
Form type
3
Date filed
3/4/2024, 09:35 PM
Next filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FRGE Common Stock, $0.0001 par value per share 247K Apr 28, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan") prior to the Reporting Person's appointment as Chief Accounting Officer. Each unit represents a right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/3rd of the RSUs shall vest on April 3, 2024, and the remaining RSUs shall vest over 24 equal monthly installments.

Remarks:

Exhibit 24 - Power of Attorney