Drew Sievers - 29 Feb 2024 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role: Chief Delivery Officer
Signature: /s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol: FRGE
Transactions as of: 29 Feb 2024
Net transactions value: $0
Form type: 4
Filing time: 04 Mar 2024, 21:32:39 UTC
Previous filing: 14 Feb 2024
Next filing: 13 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FRGE	Common Stock, $0.0001 par value per share	Award	$0	+319,148	+53%	$0.000000	915,766	29 Feb 2024	Direct	F1
transaction	FRGE	Common Stock, $0.0001 par value per share	Award	$0	+53,925	+5.9%	$0.000000	969,691	29 Feb 2024	Direct	F2
holding	FRGE	Common Stock, $0.0001 par value per share						1,596,734	29 Feb 2024	By Operative Capital SPV I, LLC
holding	FRGE	Common Stock, $0.0001 par value per share						689,045	29 Feb 2024	By Operative Capital LP

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/36th of the RSUs shall vest in equal monthly installments starting on the one-month anniversary of January 1, 2024.
F2	These shares represent RSUs granted under the Plan that were fully vested as of the grant date. Each unit represents a right to receive one share of the Issuer's common stock.

Content

These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/36th of the RSUs shall vest in equal monthly installments starting on the one-month anniversary of January 1, 2024.

These shares represent RSUs granted under the Plan that were fully vested as of the grant date. Each unit represents a right to receive one share of the Issuer's common stock.