Drew Sievers - Feb 29, 2024 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role: Chief Delivery Officer
Signature: /s/ Mark P. Lee, Attorney-in-Fact
Stock symbol: FRGE
Transactions as of: Feb 29, 2024
Transactions value $: $0
Form type: 4
Date filed: 3/4/2024, 09:32 PM
Previous filing: Feb 14, 2024
Next filing: Mar 13, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FRGE	Common Stock, $0.0001 par value per share	Award	$0	+319K	+53.49%	$0.00	916K	Feb 29, 2024	Direct	F1
transaction	FRGE	Common Stock, $0.0001 par value per share	Award	$0	+53.9K	+5.89%	$0.00	970K	Feb 29, 2024	Direct	F2
holding	FRGE	Common Stock, $0.0001 par value per share						1.6M	Feb 29, 2024	By Operative Capital SPV I, LLC
holding	FRGE	Common Stock, $0.0001 par value per share						689K	Feb 29, 2024	By Operative Capital LP

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/36th of the RSUs shall vest in equal monthly installments starting on the one-month anniversary of January 1, 2024.
F2	These shares represent RSUs granted under the Plan that were fully vested as of the grant date. Each unit represents a right to receive one share of the Issuer's common stock.

Content

These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/36th of the RSUs shall vest in equal monthly installments starting on the one-month anniversary of January 1, 2024.

These shares represent RSUs granted under the Plan that were fully vested as of the grant date. Each unit represents a right to receive one share of the Issuer's common stock.