WILLIAM M. COOK - 28 Feb 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
Director
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Issuer symbol
AXTA
Transactions as of
28 Feb 2024
Net transactions value
$0
Form type
4
Filing time
01 Mar 2024, 16:20:48 UTC
Previous filing
04 Jan 2024
Next filing
03 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +6,711 +27% 31,970 28 Feb 2024 Direct F1
holding AXTA Common Shares 6,000 28 Feb 2024 By a Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -6,711 -100% $0.000000* 0 28 Feb 2024 Common Shares 6,711 Direct F1, F3
transaction AXTA Restricted Stock Units Award $0 +6,157 $0.000000 6,157 28 Feb 2024 Common Shares 6,157 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Held by a trust for the benefit of the Reporting Person and the spouse of the Reporting Person, of which the Reporting Person and the spouse of the Reporting Person are also trustees.
F3 On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.
F4 Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
F5 This restricted stock unit grant vests in full on the first anniversary of the grant date.