Michael G. Rippey - 23 Feb 2024 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role
Chief Executive Officer, Director
Signature
/s/ Samantha Pesina - Attorney-in-Fact
Issuer symbol
SXC
Transactions as of
23 Feb 2024
Net transactions value
-$1,391,628
Form type
4
Filing time
27 Feb 2024, 16:22:42 UTC
Previous filing
19 Mar 2024
Next filing
04 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXC Common Stock Options Exercise +63,124 +8.9% 776,375 23 Feb 2024 Direct F1
transaction SXC Common Stock Tax liability $382,164 -35,255 -4.5% $10.84 741,120 23 Feb 2024 Direct F2
transaction SXC Common Stock Options Exercise +92,986 +13% 834,106 23 Feb 2024 Direct F1
transaction SXC Common Stock Tax liability $562,954 -51,933 -6.2% $10.84 782,173 23 Feb 2024 Direct F2
transaction SXC Common Stock Options Exercise +72,752 +9.3% 854,925 23 Feb 2024 Direct F1
transaction SXC Common Stock Tax liability $446,510 -41,191 -4.8% $10.84 813,734 23 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXC RSUs (02.23.2023) Options Exercise -63,124 -33% 126,247 23 Feb 2024 Common Stock 63,124 Direct F1, F3
transaction SXC RSUs (02.25.2021) Options Exercise -92,986 -100% 0 23 Feb 2024 Common Stock 92,986 Direct F1, F4
transaction SXC RSUs (02.24.2022) Options Exercise -72,752 -50% 73,751 23 Feb 2024 Common Stock 72,752 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion rate is 1 for 1.
F2 Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.
F3 Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.
F4 Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.