Gates Katherine T. - 23 Feb 2024 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role
President, Director
Signature
/s/ Samantha Pesina - Attorney-in-Fact
Issuer symbol
SXC
Transactions as of
23 Feb 2024
Net transactions value
-$214,274
Form type
4
Filing time
27 Feb 2024, 16:22:28 UTC
Previous filing
19 Mar 2024
Next filing
25 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXC Common Stock Options Exercise +17,879 +11% 185,611 23 Feb 2024 Direct F1
transaction SXC Common Stock Tax liability $91,674 -8,457 -4.6% $10.84 177,154 23 Feb 2024 Direct F2
transaction SXC Common Stock Options Exercise +13,357 +7.5% 190,511 23 Feb 2024 Direct F1
transaction SXC Common Stock Tax liability $68,487 -6,318 -3.3% $10.84 184,193 23 Feb 2024 Direct F2
transaction SXC Common Stock Options Exercise +10,553 +5.7% 194,746 23 Feb 2024 Direct F1
transaction SXC Common Stock Tax liability $54,113 -4,992 -2.6% $10.84 189,754 23 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXC RSUs (02.23.2023) Options Exercise -17,879 -34% 35,292 23 Feb 2024 Common Stock 17,879 Direct F1, F3
transaction SXC RSUs (02.25.2021) Options Exercise -13,357 -100% 0 23 Feb 2024 Common Stock 13,357 Direct F1, F4
transaction SXC RSUs (02.24.2022) Options Exercise -10,553 -50% 10,552 23 Feb 2024 Common Stock 10,553 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion rate is 1 for 1.
F2 Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.
F3 Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.
F4 Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.