JAMES P. GORMAN - 22 Feb 2024 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Executive Chairman, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
22 Feb 2024
Net transactions value
-$14,145,937
Form type
4
Filing time
23 Feb 2024, 16:16:36 UTC
Previous filing
14 Feb 2024
Next filing
02 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +299,323 +79% $0.000000 680,397 22 Feb 2024 Direct F1
transaction MS Common Stock Tax liability $14,145,937 -165,527 -24% $85.46 514,870 22 Feb 2024 Direct F2
holding MS Common Stock 1,992 22 Feb 2024 By 401(k) Plan
holding MS Common Stock 350,000 22 Feb 2024 By Grantor Retained Annuity Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 21, 2021.
F2 Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1).