James P. Gorman - Feb 22, 2024 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Executive Chairman, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Feb 22, 2024
Transactions value $
-$14,145,937
Form type
4
Date filed
2/23/2024, 04:16 PM
Previous filing
Feb 14, 2024
Next filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +299K +78.55% $0.00 680K Feb 22, 2024 Direct F1
transaction MS Common Stock Tax liability -$14.1M -166K -24.33% $85.46 515K Feb 22, 2024 Direct F2
holding MS Common Stock 1.99K Feb 22, 2024 By 401(k) Plan
holding MS Common Stock 350K Feb 22, 2024 By Grantor Retained Annuity Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 21, 2021.
F2 Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1).