Rohit Kapoor - 17 Feb 2024 Form 4 Insider Report for ExlService Holdings, Inc. (EXLS)

Role
CEO & Vice Chairman, Director
Signature
/s/ Lazbart Oseni, Attorney-in-Fact
Issuer symbol
EXLS
Transactions as of
17 Feb 2024
Net transactions value
$0
Form type
4
Filing time
21 Feb 2024, 20:55:29 UTC
Previous filing
20 Feb 2024
Next filing
29 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXLS Common Stock, par value $0.001 per share Options Exercise $0 +29,400 +1.9% $0.000000 1,588,815 20 Feb 2024 Direct F1, F2
transaction EXLS Common Stock, par value $0.001 per share Options Exercise $0 +44,250 +2.8% $0.000000 1,633,065 17 Feb 2024 Direct F1, F2
holding EXLS Common Stock, par value $0.001 per share 885,670 17 Feb 2024 See Footnote F3
holding EXLS Common Stock, par value $0.001 per share 420,000 17 Feb 2024 See Footnote F4
holding EXLS Common Stock, par value $0.001 per share 420,000 17 Feb 2024 See Footnote F5
holding EXLS Common Stock, par value $0.001 per share 665,925 17 Feb 2024 See Footnote F6
holding EXLS Common Stock, par value $0.001 per share 201,095 17 Feb 2024 See footnote F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXLS Restricted Stock Units Options Exercise $0 -29,400 -100% $0.000000* 0 20 Feb 2024 Common Stock, par value $0.001 per share 29,400 Direct F1, F8
transaction EXLS Restricted Stock Units Options Exercise $0 -44,250 -50% $0.000000 44,250 17 Feb 2024 Common Stock, par value $0.001 per share 44,250 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.
F2 Owned by Rohit Kapoor.
F3 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
F4 Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
F5 Owned by the Shikha Kapoor 2005 Family Trust.
F6 Owned by the Rohit Kapoor 2016 Family Trust
F7 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
F8 On February 20, 2020, the reporting person was granted 23,520 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, an additional 25 percent of the restricted stock units became vested on February 20, 2023, and the remaining balance of 25 percent of the restricted stock units became vested on February 20, 2024.
F9 On February 17, 2021, the reporting person was granted 35,400 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional 25 percent of the restricted stock units became vested on February 17, 2023, an additional 25 percent of the restricted stock units became vested on February 17, 2024, and the remaining balance of 25 percent of the restricted stock units will vest on February 17, 2025.

Remarks:

Mr. Oseni is the Company's Head of Administration and Accounts.